“Whether we are in a bull or bear market you need the right assets to grow and succeed.”
Business owners have to stay one step ahead of the latest trends impacting the investment industry to be successful. This calls for an advisor who can be in step with owners by offering objective, sound financial advice, while knowing the “ins and outs” of the current regulatory requirements. The BFMM team addresses all of this and much more.
The BFMM Investment Firm Group possesses an in-depth knowledge of the industry and helps develop practices that lead to increased profitability and growth. Our team provides a variety of services to investment advisors, money managers, and broker dealers who operate on a local, regional and national level.
The BFMM Investment Firm Group is led by Audit Partner, Jean Saylor. Jean’s entire career has been in public accounting working almost exclusively with mid-sized businesses.
BFMM Brokerage & Investment Firms Group Areas of Expertise Include:
- Audits of brokerage firms
- Tax planning
- Inspection of internal practices and procedures
- Surprise audits on examination of securities pursuant to compliance with Rule 204-2(b) and certain provisions of Rule 206(4)-2 under the Investment Advisors Act of 1940